(To download a PDF copy of the course materials, please click on the title of each document.)

I.    New Regulatory Environment

1.    The Market Implications of U.S. Financial Regulatory Reform

Submitted by Richard H. Walker

2.    OTC Derivatives Market Reform: Implications for Corporate End-Users,
Banks and Broker-Dealers

Submitted by Richard H. Walker

3.    The Greatest Governance and Regulatory Overhaul?

By Fabrizio Pagani

4.    Lessons Learned

By Dr. Andreas Hoffmann

II.    Proposed Changes in Governance and Compensation Policies: A Brave New World

1.    U.S. Compensation Reform Efforts: A Brief Overview

By Edward F. Greene

2.    Communication for the Spring European Council:
Driving European Recovery, Volume 1

Submitted by Lizeth Tijssen

3.    Communication for the Spring European Council:
Driving European Recovery, Volume 2: Annexes

Submitted by Lizeth Tijssen

4.    Commission Recommendation – Complementing Recommendations
2004/913/EC and 2005/162/EC as Regards the Regime for the
Remuneration of Directors of Listed Companies

Submitted by Lizeth Tijssen

5.    Commission Recommendation:
On Remuneration Policies in the Financial Services Sector

Submitted by Lizeth Tijssen

6.    Communication from the Commission - Accompanying Commission
Recommendation Complementing Recommendations 2004/913/EC and
2005/162/EC as Regards the Regime for the Remuneration of Directors
of Listed Companies, and Commission Recommendation on
Remuneration Policies in the Financial Services Sector

Submitted by Lizeth Tijssen

7.    Commission Staff Working Document - Accompanying Commission Recommendation complementing Recommendations 2004/913/EC and 2005/162/EC as Regards the Regime for the Remuneration of Directors
of Listed Companies, and Commission Recommendation on Remuneration Policies in the Financial Services Sector

Submitted by Lizeth Tijssen

8.    Proposal for a Directive of the European Parliament and of the Council – Amending Directives 2006/48/EC and 2006/49/EC as Regards Capital Requirements for the Trading Book and for Re-Securitisations, and the Supervisory Review of Remuneration Policies

Submitted by Lizeth Tijssen

9.    The High-Level Group on Financial Supervision in the E.U.

Submitted by Lizeth Tijssen

10. Statement of the European Corporate Governance Forum on Director Remuneration

Submitted by Lizeth Tijssen

11. FSB Principles for Sound Compensation Practices: Implementation Standards

Submitted by Lizeth Tijssen

12. Commission Recommendation of 14 December, 2004: Fostering an Appropriate
Regime for the Remuneration of Directors of Listed Companies
(Text with EEA Relevance)

Submitted by Lizeth Tijssen

13. Commission Recommendation of 15 February, 2005: On the Role of Non-Executive or Supervisory Directors of Listed Companies and on the Committees of the (Supervisory) Board (Text with EEA Relevance)

Submitted by Lizeth Tijssen

14. New EU Provisions for Directors’ Remuneration and for Remuneration
Policies in Financial Services

Submitted by Lizeth Tijssen

15. Corporate Governance: an EU Perspective

Submitted by Lizeth Tijssen

16. Codes, Directors and Governance

By Harm-Jan de Kluiver

III.    Compliance and Risk Management

1.    The UK Bribery Bill

Submitted by Jeremy Carver

2.    How Your Business Can Achieve Compliance:
A Guide to Achieving Compliance with Competition Law

Submitted by Thomas Hoehn

3.    Antitrust Risk Management and Compliance

Submitted by Thomas Hoehn

IV.    Enforcement – Crime and Punishment

1.    US Department of Justice Announces Stepped-Up Criminal Enforcement
of Foreign Corrupt Practices Act Against Pharmaceutical Industry

Submitted by Barry Sabin

2.    DHL Settles US Trade Controls Violations: Millions in Fines and a Third-Party Consultant Reflect the Continuing Trend of Aggressive Enforcement

Submitted by Barry Sabin

3.    Britain Issues Guidance to Corporations Regarding Overseas Corruption Disclosures

Submitted by Barry Sabin

4.    ICC Commercial Crime Services 6th Annual Lecture:
Parmalat and Other Major Financial Frauds – Prevention, Investigation and Control

Submitted by Bruno Cova

5.    Compliance Article: Corporate Europe Must Improve Compliance

Submitted by Bruno Cova

6.    2009 Global Economic Crime Survey Report: Economic Crime in a Downturn

Submitted by PricewaterhouseCoopers